Regulation 17

Results: 1693



#Item
591Accredited investor / Hedge fund / Regulation D / Dodd–Frank Wall Street Reform and Consumer Protection Act / Private equity / Collective investment scheme / U.S. Securities and Exchange Commission / Form D / Institutional investor / Financial economics / Investment / Finance

Accredited Investor Pool* Meeting of SEC Advisory Committee on Small and Emerging Companies December 17, 2014 Rachita Gullapalli

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Source URL: www.sec.gov

Language: English - Date: 2014-12-17 14:29:36
592Tax / Money / Business / Taxation in the United States / Finance / Public finance

THIRD REVISED PROPOSED REGULATION OF THE DEPARTMENT OF MOTOR VEHICLES LCB File No. R071-14 November 17, 2014 EXPLANATION – Matter in italics is new; matter in brackets [omitted material] is material to be omitted.

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Source URL: www.leg.state.nv.us

Language: English - Date: 2014-11-18 17:25:27
593Tax / Money / Business / Taxation in the United States / Finance / Public finance

THIRD REVISED PROPOSED REGULATION OF THE DEPARTMENT OF MOTOR VEHICLES LCB File No. R071-14 November 17, 2014 EXPLANATION – Matter in italics is new; matter in brackets [omitted material] is material to be omitted.

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Source URL: www.leg.state.nv.us

Language: English - Date: 2014-11-18 17:25:27
594Corporate crime / U.S. Securities and Exchange Commission / Summary / Securities Exchange Act / Financial regulation / Law / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 17, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-12-17 15:23:21
595Financial system / 73rd United States Congress / United States Securities and Exchange Commission / 76th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Systemic risk / Securities Exchange Act / Securities regulation in the United States / International Swaps and Derivatives Association / United States securities law / Financial economics / Financial regulation

SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230, 240 and 260 [Release Nos[removed]; [removed]; [removed]; File No. S7[removed]RIN 3235-AL17 EXTENSION OF EXEMPTIONS FOR SECURITY-BASED SWAPS AGENCY: Securities and Exchange

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Source URL: www.sec.gov

Language: English - Date: 2014-02-05 13:31:33
596New York law / Susquehanna River / Susquehanna River Basin Commission / Water law in the United States / Chesapeake Bay Watershed / Aquatic ecology / Chesapeake Bay / Conewago Creek / United States Army Corps of Engineers / Geography of the United States / Geography of Pennsylvania / Water

Planning and Regulation in the Susquehanna River Basin Andrew Dehoff October 17, 2014

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Source URL: state.awra.org

Language: English - Date: 2014-11-19 17:29:48
597Tax / Money / Business / Taxation in the United States / Finance / Public finance

THIRD REVISED PROPOSED REGULATION OF THE DEPARTMENT OF MOTOR VEHICLES LCB File No. R071-14 November 17, 2014 EXPLANATION – Matter in italics is new; matter in brackets [omitted material] is material to be omitted.

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Source URL: leg.state.nv.us

Language: English - Date: 2014-11-18 17:25:27
59873rd United States Congress / Financial regulation / Government / Fair Fund / Securities Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Exchange Act / Disgorgement / United States Securities and Exchange Commission / United States securities law / Corporate crime

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 17, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-12-17 17:06:48
599United States securities law / 76th United States Congress / Investment Advisers Act / Registered Investment Advisor / Securities regulation in the United States / Financial adviser / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Collective investment scheme / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]December 17, 2014

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Source URL: www.sec.gov

Language: English - Date: 2014-12-17 12:11:32
600Finance / 73rd United States Congress / United States Securities and Exchange Commission / Systemic risk / Late-2000s financial crisis / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Credit default swap / Securities regulation in the United States / Financial economics / Financial regulation / United States securities law

SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 Release No[removed]; File No. S7[removed]STATEMENT OF GENERAL POLICY ON THE SEQUENCING OF THE COMPLIANCE DATES FOR FINAL RULES APPLICABLE TO SECURITY-BASED SWAPS ADOPTED

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Source URL: www.sec.gov

Language: English - Date: 2012-06-15 14:01:17
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